Raymond Baxter

Chief Investment Officer/Chief Compliance Officer

Boston, MA
D: 617.345.3818
Overview
Education

J.D., New York University School of Law, 1983

B.A., magna cum laude, Brandeis University

Raymond Baxter is the Chief Investment Officer and Chief Compliance Officer of Burns & Levinson Asset Management’s Investment Policy Committee. As Chief Investment Officer, Mr. Baxter’s responsibilities include oversight of firm-wide investment risks and on-going reviews of external sub-advisors and their investment compliance programs. As Chief Compliance Officer, Mr. Baxter oversee’s the Company’s compliance policies and procedures. Mr. Baxter advises and represents clients in matters of corporate and securities law and mergers and acquisitions, as well as matters of a general corporate nature. Mr. Baxter represents investment advisory firms, both federally (SEC) and state registered, in all matters ranging from their organization, licensing/registration, products and services offered, client contract negotiations, operations, and compliance. In addition, Mr. Baxter has extensive experience representing both lenders and borrowers in documenting secured and unsecured commercial loans of all sizes as well as in loan workouts and restructurings. He has also represented mortgage lenders and brokers in regulatory and compliance matters.

Mr. Baxter came to Burns & Levinson from the New York law firm Cahill, Gordon & Reindel. At this firm, he gained abundant experience in public offerings, representing both issuers and underwriters in offerings of debt and equity of all sizes.

Raymond Baxter
Education

J.D., New York University School of Law, 1983

B.A., magna cum laude, Brandeis University

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